Easterly ROCMuni High Income Municipal Bond Fund (formerly the Principal Street High Income Municipal Fund) — RMJAX; RMHVX; RMHIX; GSTFX; GSTEX; GSTAX

USDC – Southern District of New York

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Jeff Campisi

Jeffrey P. Campisi

JCampisi@kaplanfox.com

Easterly ROCMuni High Income Municipal Bond Fund (formerly the Principal Street High Income Municipal Fund) — RMJAX; RMHVX; RMHIX; GSTFX; GSTEX; GSTAX

The Complaint alleges violations of Sections 11, 12(a)(2) and 15 of the Securities Act of 1933 against the Fund’s current or former trusts, trustees and/or officers of the trusts, portfolio managers, investment advisors and underwriters.

During the Class Period, Class A (RMJAX), Investor Class (RMHVX) and Class I (RMHIX) shares of the Fund were offered and sold to investors (formerly Class A (GSTFX), Investor Class (GSTEX), and Institutional Class shares (GSTAX)). If you have any questions about this case your rights, or your interests, or would like a copy of the Complaint, please e-mail attorney Jeffrey P. Campisi (jcampisi@kaplanfox.com) or contact him by phone, regular mail, or fax, or click here.

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