Easterly ROCMuni High Income Municipal Bond Fund (formerly the Principal Street High Income Municipal Fund) — RMJAX; RMHVX; RMHIX; GSTFX; GSTEX; GSTAX USDC – Southern District of New York Documents: Amended Complaint Memo in Opposition of Motion to Dismiss Memo in Support of Motion to Strike Memo in Support of Motion to Dismiss Reply to Support of Motion to Dismiss Memo in Opposition of LP Motion to Strike Reply to Opposition of LP Motion to Strike Please complete the form below to contact Kaplan Fox regarding the Easterly Fund Investigation: Join a Case First Name * Last Name * Email Address * Phone Number * Ticker Symbol Or Company Name * Please Insert Your Estimation Of Losses In USD * Are you a current employee of the company mentioned having traded above? * Yes No Are you a former employee of the company mentioned having traded above? * Yes No Would you like to receive Kaplan Fox Investor Alerts? * Yes No Submit Transactions Here: Drop a file here or click to upload Choose File Maximum file size: 52.43MB Submit If you are human, leave this field blank. Principal Contacts Jeffrey P. Campisi JCampisi@kaplanfox.com Easterly ROCMuni High Income Municipal Bond Fund (formerly the Principal Street High Income Municipal Fund) — RMJAX; RMHVX; RMHIX; GSTFX; GSTEX; GSTAX The Complaint alleges violations of Sections 11, 12(a)(2) and 15 of the Securities Act of 1933 against the Fund’s current or former trusts, trustees and/or officers of the trusts, portfolio managers, investment advisors and underwriters. During the Class Period, Class A (RMJAX), Investor Class (RMHVX) and Class I (RMHIX) shares of the Fund were offered and sold to investors (formerly Class A (GSTFX), Investor Class (GSTEX), and Institutional Class shares (GSTAX)). If you have any questions about this case your rights, or your interests, or would like a copy of the Complaint, please e-mail attorney Jeffrey P. Campisi (jcampisi@kaplanfox.com) or contact him by phone, regular mail, or fax, or click here. The submission of this form does not create an attorney-client relationship, nor an obligation on the part of Kaplan Fox to retain you as a client. Any information you submit will be maintained as confidential. If Kaplan Fox, in its sole discretion, believes that you might be an appropriate client, Kaplan Fox will contact you to discuss the matter and whether to establish an attorney client relationship. By signing this form you are authorizing us to contact you regarding this case and/or future cases. Connect with Kaplan Fox. Receive a complimentary case review now. Contact Us Blaize Holdings, Inc. Shareholder Alert: Learn More Now See the Case Smartsheet Inc. Investor Alert: Learn More Now See the Case UWM Holdings Corporation Investigation: Learn More Now See the Case Alarum Technologies Ltd. Investor Alert: Learn More Now See the Case Via Transportation, Inc. Investor Alert: Learn More Now See the Case ARS Pharmaceuticals Inc. Investor Alert: Learn More Now See the Case Datavault AI Inc. Investor Alert: Learn More Now See the Case Coastal Financial Corporation Investigation: Learn More Now See the Case Avis Budget Group, Inc. Investor Alert: Learn More Now See the Case Alibaba Group Holding Limited Investor Alert: Learn More Now See the Case Wise Group plc Investor Alert: Learn More Now See the Case Pentair plc Investor Alert: Learn More Now See the Case
