Guggenheim Strategic Opportunities Fund august 27, 2026 Please complete the form below to contact Kaplan Fox regarding the Guggenheim Strategic Opportunities Fund investigation: Join a Case First Name * Last Name * Email Address * Phone Number * Ticker Symbol * Please Insert Your Estimation Of Losses In USD * Are you a current employee of the company mentioned having traded above? * Yes No Are you a former employee of the company mentioned having traded above? * Yes No Would you like to receive Kaplan Fox Investor Alerts? * Yes No Submit Transactions Here: Drop a file here or click to upload Choose File Maximum file size: 52.43MB Submit If you are human, leave this field blank. Principal Contacts Pamela MayerPMayer@kaplanfox.comLaurence D. KingLKing@kaplanfox.com Kaplan Fox Alerts Investors of Guggenheim Strategic Opportunities Fund (NYSE: GOF) to an Investigation of Potential Securities Law Violations Kaplan Fox & Kilsheimer LLP is investigating potential securities violations against Guggenheim Strategic Opportunities Fund (“GOF” or the “Company”) (NYSE: GOF). CLICK HERE TO RECEIVE MORE INFORMATION ABOUT THIS INVESTIGATION If you are a GOF investor and have suffered losses, or if you have information that could assist in the GOF investigation, you may CLICK HERE to contact us. You may also contact Kaplan Fox by emailing pmayer@kaplanfox.com or by calling (646) 315-9003. On August 20, 2026, The Bear Cave published a report titled “Problems at Guggenheim Strategic Opportunities Fund (GOF)” (the “Report”). Reportedly, GOF is co-managed by Guggenheim Partners Investment Management, LLC, which is led by Chief Executive Officer Mark Walter (“Walter”). The Report alleges that despite a nearly two-decade track record and impressive monthly distributions, “[a]ccording to a former Guggenheim executive, ‘It was kind of a dumping ground’ and full of ‘the yieldiest pieces of crap’ that were ‘very illiquid’ with ‘chunk exposure,’ adding that it is ‘hard to adjust when faced with flows.’ The report also states that “[the former Guggenheim executive] added: ‘Any client that needed to exit it always had difficulties with that.’” Further, the Report states that “the FBI has seized [Walter’s] devices and also, separately, the phone of a different Guggenheim Investments executive” and that “Federal prosecutors have been investigating Walter’s asset management arm and two insurers he owns through his firm, TWG Global.” Earlier this year, a grand jury subpoenaed those insurers over whether billions of dollars of their holdings had gone to Walter’s other companies. On August 20, 2026 the price of Guggenheim’s stock fell $0.67 per share, or 6.64%, to close at $9.42 per share. WHY CONTACT KAPLAN FOX? Kaplan Fox & Kilsheimer LLP is a nationally recognized law firm focused on complex litigation, with offices in New York, Oakland, Los Angeles, Chicago, and New Jersey. Founded in 1956, the firm has spent more than 50 years prosecuting securities, antitrust, and consumer protection actions in federal and state courts nationwide, recovering more than $10 billion for clients and the classes it has represented. Kaplan Fox is widely regarded as one of the nation’s premier plaintiffs’ securities litigation firms and has received recognition from Chambers and Partners, Benchmark Litigation, Super Lawyers, and Lawdragon. Serving as lead or co-lead counsel in many landmark cases, the firm has secured some of the largest recoveries in the history of securities litigation, including a $2.425 billion recovery on behalf of Bank of America shareholders in In re Bank of America—the largest recovery ever obtained for claims under Section 14(a) of the Securities Exchange Act—$800 million recovered for the Arkansas Teacher Retirement System and other pension funds in ATRS v. Allianz Global Investors, and a $475 million settlement in In re Merrill Lynch. For decades, Kaplan Fox has represented public pension funds, institutional investors, businesses, and individuals in high-stakes litigation. Through its successful advocacy and precedent-setting victories, the firm has helped shape important areas of securities and corporate law while advancing accountability and protecting investor interests. This press release may be considered Attorney Advertising in some jurisdictions under the applicable law and ethical rules. Past results do not guarantee future outcomes. If you have any questions about this investigation, please contact: CONTACT: Pamela A. MayerKAPLAN FOX & KILSHEIMER LLP800 Third Avenue, 38th FloorNew York, New York 10022(646) 315-9003pmayer@kaplanfox.com Laurence D. KingKAPLAN FOX & KILSHEIMER LLP1999 Harrison Street, Suite 1501Oakland, California 94612(415) 772-4704lking@kaplanfox.com The submission of this form does not create an attorney-client relationship, nor an obligation on the part of Kaplan Fox to retain you as a client. Any information you submit will be maintained as confidential. If Kaplan Fox, in its sole discretion, believes that you might be an appropriate client, Kaplan Fox will contact you to discuss the matter and whether to establish an attorney client relationship. 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